Hammer And Company LLC

RIASEC Registered
Total AUM
$77.5M
Discretionary
$77.5M
100% of AUM
Avg account
$2.5M
Accounts
31
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
107787
Fee structure
Percentage of AUM
Client types
  • HNWI99.76%
  • Individuals0.24%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Hammer And Company LLC is a small, equity-focused advisory firm that manages portfolios for high-net-worth individuals and families as well as small businesses. The firm operates as an individual-owned limited liability company and charges clients a fee calculated as a percentage of assets under management. Its advisory activity centers on discretionary portfolio management, with a clear tilt toward liquid, exchange-traded equities rather than bond-heavy or cash-oriented mandates. Hammer And Company LLC is not positioned as an active ESG investor and does not present as a multi-state adviser. Filings indicate the firm runs concentrated, account-level management rather than a broad lineup of pooled funds. That profile fits an advisor who implements bespoke equity allocations for a relatively small client roster, using models that emphasize tradable, listed instruments and allow for individualized positioning and trading.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Teresa Rivera

    Chief Compliance OfficerCRD 4679251

Contacts

1 of 1
  • Mark Hammer

    PresidentCRD 2021640

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth