HAFNIA FINANCIAL, INC.

RIASEC Registered
Total AUM
$49.5M
Discretionary
$49.5M
100% of AUM
Avg account
$186K
Accounts
266
Employees
2
Advisory reps
2

Firm details

Headquarters
SAN DIEGO, California
CRD number
315096
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals60.43%
  • HNWI31.69%
  • Other Investment Advisers5.36%
  • Pension & Profit Sharing Plans2.51%
  • Corporations / Businesses0.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Hafnia Financial, Inc. is a small registered investment adviser that manages discretionary portfolios primarily for individuals, families and small businesses. The firm runs a fee-based practice charging a percentage of assets under management and emphasizes pooled public vehicles—chiefly mutual funds and other public funds—over a heavy allocation to individually traded equities. Its client base spans both individual & family and institutional relationships, and its advisory activity centers on portfolio management for individuals and small businesses. The firm reports using third‑party alternative investment managers alongside traditional fixed income and mutual fund holdings, signaling a willingness to include externally managed alternative strategies within client portfolios.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 13%, Cash & Cash Equivalents 13%, Investment Grade Corp Bonds 1%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents13%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Sean Gelt

    Chief Compliance Officer And Operations ManagerCRD 7468557

Contacts

1 of 1
  • JAN GLEISNER

    PresidentCRD 4593724

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
12544 High Bluff Dr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth