Haas Financial, Inc.

RIAState Registered
Total AUM
$98.4M
Discretionary
$98.4M
100% of AUM
Avg account
$191K
Accounts
514
Employees
4
Advisory reps
1

Firm details

Headquarters
Sanibel, Florida
CRD number
329490
Registered since
January 16, 2024
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI63.1%
  • Individuals36.9%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Haas Financial, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm focuses on serving individual and family clients with fee schedules that include both percentage-of-assets and fixed-fee arrangements. Service offerings emphasize financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and pension consulting services. The firm identifies itself as a capital allocator and has an industry affiliation with an insurance company.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 12%, Other 5%, Cash & Cash Equivalents 4%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities12%
  • Other5%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • David Haas

    Principal And Chief Compliance OfficerCRD 2912526

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Sanibel, FL

Lee

Location

Sanibel, FL

Headquartered in Sanibel, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Lee
Address
1619 Periwinkle Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth