Guttman Financial Planning

RIASEC Registered
Total AUM
$1.7M
Discretionary
$1.7M
100% of AUM
Avg account
$561K
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
283061
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Guttman Financial Planning is an independent, privately owned registered investment adviser organized as a corporation that serves individual and family clients. The firm provides comprehensive financial planning and discretionary portfolio management for individuals and small businesses, and it also offers selection of other advisers and educational seminars or workshops. Its revenue model combines a percentage-of-AUM fee with hourly charges. Guttman identifies as a capital allocator but does not position itself as an active ESG investor, and it is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Cash & Cash Equivalents 18%, US Government Bonds 6%76%
  • Public Funds/Mutual Funds76%
  • Cash & Cash Equivalents18%
  • US Government Bonds6%

Contacts

1 of 1
  • George Guttman

    George Guttman

    PresidentCRD 4703622

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth