GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 2017
Total AUM
$214M
Discretionary
$214M
100% of AUM
Avg account
$493K
Accounts
433
Employees
5
Advisory reps
5

Firm details

Headquarters
JACKSONVILLE, Florida
CRD number
120084
Registered since
November 27, 2017
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI76.64%
  • Individuals20.35%
  • Pension & Profit Sharing Plans3.01%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gunn & Company Investment Management, Inc. is an SEC-registered investment adviser (registered in 2017) that manages portfolios for individuals, families and institutions with a clear tilt toward equity-oriented strategies. The firm operates on a percentage-of-AUM fee model and provides discretionary portfolio management for both individuals/small businesses and for business or institutional clients. Its filings indicate a preference for exchange-traded equities as the principal allocation vehicle, supplemented by ETFs for implementation and liquidity. The adviser is not an active ESG investor and is organized as an individually owned corporation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 31%, Cash & Cash Equivalents 4%, Non-Investment Grade Corp Bonds 1%, Other 1%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds31%
  • Cash & Cash Equivalents4%
  • Non-Investment Grade Corp Bonds1%
  • Other1%

Owners & executives

1 of 1
  • SUSAN HUGHES

    Chief Compliance OfficerCRD 2450665

Contacts

3 of 4
  • RENEE MORRELL

    Vice PresidentCRD 2450658

  • SHAWN MCCABE

    Investment Adviser RepresentativeCRD 5440059

  • Elizabeth DeWitt

    Client Relationship OfficerCRD 7307392

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 25

Active vs passive

$31.8M in ETFs

Passive

73%

$23.3M

Active

27%

$8.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$4.8M9,79515.01%

Location

Primary office

JACKSONVILLE, FL

DUVAL

Location

JACKSONVILLE, FL

Headquartered in JACKSONVILLE, FL, anchoring the Jacksonville-St. Marys-Palatka, FL-GA metro in the South.

Metro area
Jacksonville-St. Marys-Palatka, FL-GA
Region
South
County
DUVAL
Address
13901 Sutton Park Dr S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth