GUGGENHEIM PRIVATE INVESTMENTS, LLC

RIASEC RegisteredEst. 2024
Total AUM
$349M
Discretionary
$333M
95% of AUM
Avg account
$49.9M
Accounts
7
Employees
5
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
331479
Registered since
September 11, 2024
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles95.28%
  • HNWI3.48%
  • Insurance Companies1.24%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Private Investments, LLC is a limited liability company registered with the SEC in 2024 that operates as a multifaceted fund manager focused on private equity and real estate strategies. The firm provides portfolio management for pooled investment vehicles and for businesses or institutional clients, serving both individual & family and institutional investors. It uses a mix of fee models — percentage of AUM, fixed fees and performance-based fees — and identifies as an active ESG investor, indicating ESG factors are incorporated into its selection and monitoring of investments. The firm’s business activities and affiliations span a broad set of capital markets roles: sponsor and general partner of pooled vehicles, real estate broker and sponsor, and connections to broker-dealers, registered municipal advisory and securitized derivatives markets. Guggenheim Private Investments, LLC does not present itself as a capital allocator in the traditional endowment or single-family office sense; instead it operates as an adviser and fund manager, often structuring and managing closed-end or pooled funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

1 of 1
  • ROBERT SAPERSTEIN

    Chief Compliance OfficerCRD 2567876

Contacts

2 of 2
  • DINA DILORENZO

    Co-PresidentCRD 2664787

  • Suzanne Stone

    DirectorCRD 5558728

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
330 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth