GUGGENHEIM PRIVATE INVESTMENTS, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 331479
- Registered since
- September 11, 2024
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles95.28%
- HNWI3.48%
- Insurance Companies1.24%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Guggenheim Private Investments, LLC is a limited liability company registered with the SEC in 2024 that operates as a multifaceted fund manager focused on private equity and real estate strategies. The firm provides portfolio management for pooled investment vehicles and for businesses or institutional clients, serving both individual & family and institutional investors. It uses a mix of fee models — percentage of AUM, fixed fees and performance-based fees — and identifies as an active ESG investor, indicating ESG factors are incorporated into its selection and monitoring of investments. The firm’s business activities and affiliations span a broad set of capital markets roles: sponsor and general partner of pooled vehicles, real estate broker and sponsor, and connections to broker-dealers, registered municipal advisory and securitized derivatives markets. Guggenheim Private Investments, LLC does not present itself as a capital allocator in the traditional endowment or single-family office sense; instead it operates as an adviser and fund manager, often structuring and managing closed-end or pooled funds.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds100%
Owners & executives
1 of 1ROBERT SAPERSTEIN
Chief Compliance OfficerCRD 2567876
Contacts
2 of 2DINA DILORENZO
Co-PresidentCRD 2664787
Suzanne Stone
DirectorCRD 5558728
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 330 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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