Guggenheim Investments Loan Advisors, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 339528
- Registered since
- January 6, 2026
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Guggenheim Investments Loan Advisors, LLC is an LLC that operates as an investment manager focused on securitized asset strategies and pooled vehicles for institutional clients. The firm is structured to manage pooled investment products and provide portfolio management for businesses or institutions, charging both a percentage-of-AUM fee and performance-based fees. Its regulatory snapshot lists it as an SEC-registered adviser (registration year shown as 2026) and notes the firm is an active ESG investor. The firm is classified as a securitized asset fund rather than a broad capital allocator, and its ownership is described as domestic entity/individual. Its reported industry touchpoints include roles across sponsor/GP activity, broker-dealer relationships, registered municipal advisory and other service lines, suggesting the business sits inside a broader set of capital markets and sponsor functions rather than operating solely as a boutique standalone RIA.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Maria Rosen
Chief Compliance OfficerCRD 6055739
Contacts
3 of 3
Thomas Iannarone
Senior Managing DirectorCRD 6175273

Dina Dilorenzo
Co-PresidentCRD 2664787
Robert Zable
CRD 2523524
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 300 First Stamford Pl
- Time zone
- ET (UTC-5)
- Office locations
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