Guggenheim Investments Loan Advisors, LLC

RIASEC Registered
Total AUM
$155M
Discretionary
$155M
100% of AUM
Avg account
$51.8M
Accounts
3
Employees
10
Advisory reps
4

Firm details

Headquarters
Stamford, Connecticut
CRD number
339528
Registered since
January 6, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Investments Loan Advisors, LLC is an SEC-registered investment adviser (registration year 2026) structured as a limited liability company that serves institutional clients. The firm is classified around securitized asset fund activity and provides portfolio management for pooled investment vehicles and for businesses or institutions. Its compensation mixes asset-based fees with performance-based fee components. The adviser identifies itself as an active ESG investor and maintains a range of industry roles and affiliations — including activity as a broker-dealer, other investment adviser, registered municipal advisor, registered security‑based swap dealer, CPO/CTA, insurance company, pension consultant, real estate broker, and sponsor or GP of pooled investment vehicles — which suggests it operates across several product and trading roles as well as in fund sponsorship.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Maria Rosen

    Chief Compliance OfficerCRD 6055739

Contacts

3 of 3
  • Dina Dilorenzo

    Dina Dilorenzo

    Co-PresidentCRD 2664787

  • Thomas Iannarone

    Thomas Iannarone

    Senior Managing DirectorCRD 6175273

  • Robert Zable

    CRD 2523524

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
300 First Stamford Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth