Guggenheim Investments Loan Advisors, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 339528
- Registered since
- January 6, 2026
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Guggenheim Investments Loan Advisors, LLC is an SEC-registered investment adviser (registration year 2026) structured as a limited liability company that serves institutional clients. The firm is classified around securitized asset fund activity and provides portfolio management for pooled investment vehicles and for businesses or institutions. Its compensation mixes asset-based fees with performance-based fee components. The adviser identifies itself as an active ESG investor and maintains a range of industry roles and affiliations — including activity as a broker-dealer, other investment adviser, registered municipal advisor, registered security‑based swap dealer, CPO/CTA, insurance company, pension consultant, real estate broker, and sponsor or GP of pooled investment vehicles — which suggests it operates across several product and trading roles as well as in fund sponsorship.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Maria Rosen
Chief Compliance OfficerCRD 6055739
Contacts
3 of 3
Dina Dilorenzo
Co-PresidentCRD 2664787

Thomas Iannarone
Senior Managing DirectorCRD 6175273
Robert Zable
CRD 2523524
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 300 First Stamford Pl
- Time zone
- ET (UTC-5)
- Office locations
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