GUGGENHEIM INVESTMENTS

Overview

Guggenheim Investments is an institutional-focused capital allocator organized as a limited liability company and registered with the SEC since 2003. The firm charges fees as a percentage of assets under management and provides portfolio management for registered investment companies while also acting as a selector of other advisers, indicating sub‑advisory and fund‑management activity. Its regulatory profile includes activity as a commodity pool operator/commodity trading adviser (CPO/CTA) and a range of market-facing affiliations (broker‑dealer, registered municipal advisor, registered security‑based swap dealer), which point to capabilities across both public markets and structured/derivative strategies. The firm does not identify as an active ESG investor and reports an institutional client base.

Assets & Accounts

Public Holdings

Investments & Alternatives