Guggenheim Investments

Overview

Guggenheim Investments operates as an institutional registered investment adviser (LLC) that has been SEC-registered since 2003. The firm serves primarily institutional clients and charges fees based on a percentage of assets under management. Its activities extend beyond traditional advisory work: Guggenheim functions as a capital allocator, provides portfolio management for investment companies, selects other advisers, and is active as a CPO/CTA. Industry affiliations indicate the firm also engages across broker-dealer, registered municipal advisor, security-based swap dealer, insurance company, pension consultant, real-estate sponsor, and pooled-vehicle sponsor/GP roles. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives