Guggenheim Investments

Overview

Guggenheim Investments is an institutional registered investment adviser organized as a limited liability company and SEC-registered since 1971. The firm primarily serves institutional clients and charges advisory fees as a percentage of assets under management. Its advisory capabilities include portfolio management for investment companies and for pooled investment vehicles, and it operates in roles consistent with a commodity pool operator/commodity trading advisor. Guggenheim Investments identifies as an active ESG investor and maintains relationships across capital markets functions and sponsor roles, including broker-dealer and registered municipal advisor activities.

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Location & Offices