Guggenheim Investments

Overview

Guggenheim Investments is an institutional registered investment adviser that has been SEC-registered since 1971. The firm is organized as a limited liability company and serves primarily institutional clients, charging fees based on a percentage of assets under management. Its regulatory and business footprint extends beyond advisory services: Guggenheim Investments engages as a commodity pool operator/commodity trading advisor (CPO/CTA) and provides portfolio management for investment companies and pooled investment vehicles. The firm reports being an active ESG investor and maintains a range of industry affiliations that include broker-dealer activities, registered municipal advisor functions, registered security-based swap dealer status, insurance company relationships, and roles as sponsor or general partner of pooled vehicles. Guggenheim Investments is not described as a capital allocator; instead, it works with external managers and structures consistent with pooled product oversight and outsourced manager relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices