Guggenheim Corporate Funding, LLC

RIASEC RegisteredEst. 2019

Total AUM

$11.3B

Discretionary

$8.1B

72% of AUM

Avg account

$353M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 300895
Registered since: April 25, 2019
Website: www.guggenheiminvestments.com
Custodians: THE BANK OF NEW YORK MELLON, U.S. BANCORP INVESTMENTS, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles70.63%
Corporations / Businesses26.71%
Insurance Companies2.65%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Corporate Funding, LLC is a multi-strategy asset manager organized as an LLC and SEC-registered since 2019. It serves institutional clients and operates across several product types rather than acting as a pure capital allocator. The firm functions as both a commodity pool operator/commodity trading advisor (CPO/CTA) and an investment adviser that manages portfolios for pooled investment vehicles and for businesses or other institutions. Fee arrangements include a percentage-of-assets component alongside performance-based compensation. The firm reports being an active ESG investor and maintains a broad set of business affiliations that span broker-dealer activity, registered municipal advising, sponsorship and management of pooled vehicles, and other financial services roles.