Guggenheim Corporate Funding, LLC

RIASEC Registered

Total AUM

$11.3B

Discretionary

$8.1B

72% of AUM

Avg account

$353M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 300895
Registered since: April 25, 2019
Website: www.guggenheiminvestments.com
Custodians: THE BANK OF NEW YORK MELLON, U.S. BANCORP INVESTMENTS, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles70.63%
Corporations / Businesses26.71%
Insurance Companies2.65%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Corporate Funding, LLC is a multifaceted investment manager that operates across hedge fund, private equity and securitized-asset strategies while also serving as a commodity pool operator/commodity trading advisor. The firm is SEC-registered (registration year 2019) and primarily serves institutional clients. Its compensation mixes asset-based fees with performance-linked fees, and its advisory services include portfolio management for pooled investment vehicles and for institutional or business clients. Guggenheim Corporate Funding reports being an active ESG investor and maintains a range of industry roles and affiliations that include broker-dealer activity, municipal advisory, swap-dealer registration, insurance-related work, and sponsor/GP functions for pooled vehicles.