Guardian Wealth Management
Firm details
- Headquarters
- Salt Lake City , Utah
- CRD number
- 146923
- Registered since
- May 31, 2022
- Website
- www.guardian-wm.com
- Custodians
- CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.77%
- Individuals15.23%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Wealth Management is an independent, SEC-registered registered investment adviser organized as an LLC. The firm focuses on individual and family clients and combines financial planning with discretionary portfolio management and manager selection. Its fee arrangements include both AUM-based fees and fixed-fee engagements. Guardian identifies as a capital allocator and does not position itself as an active ESG investor. The firm began SEC registration in 2022 and is owned by an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities35%
- Investment Grade Corp Bonds16%
- Public Funds/Mutual Funds13%
- Other12%
- State & Local Bonds11%
Contacts
3 of 3Earl Berg
PresidentCRD 2088127
Brian Barton
Investment Advisor RepresentativeCRD 2429506
Colby Berg
Senior Wealth AdvisorCRD 6449892
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$354M in ETFs
8%
$29.7M
92%
$324M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US MARKETWIDE VALUE ETF (DFUV) | Dimensional | Active | Large Value | $45.3M | 824,333 | 12.81% |
Location
Salt Lake City , UT
Salt Lake
Location
Salt Lake City , UT
Headquartered in Salt Lake City , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.
- Metro area
- Salt Lake City-Provo-Orem, UT
- Region
- West
- County
- Salt Lake
- Address
- 299 S Main St
- Time zone
- MT (UTC-7)
- Office locations
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