Guardian Solutions

RIASEC Registered
Total AUM
$1.2M
Discretionary
$1.2M
100% of AUM
Avg account
$68.4K
Accounts
17
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
165723
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Guardian Solutions is an independent, individual-owned RIA organized as an LLC that serves primarily individual and family clients. The firm charges fees based on a percentage of assets under management and provides financial planning and discretionary portfolio management for individuals and small businesses. Ancillary to its advisory work, Guardian Solutions also operates as an insurance broker. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not report acting as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 8%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents8%

Owners & executives

1 of 1
  • Rafik Ghazal

    Rafik Ghazal

    CEOCRD 5607192

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth