Guaranty Private Wealth

RIAState Registered
Total AUM
$81.4M
Discretionary
$81.4M
100% of AUM
Avg account
$1.1M
Accounts
72
Employees
4
Advisory reps
3

Firm details

Headquarters
Ridgeland, Mississippi
CRD number
306385
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI75.69%
  • Corporations / Businesses18.84%
  • Individuals5.47%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Guaranty Private Wealth operates as an independent limited liability advisory firm serving high-net-worth individuals, families and institutional clients. The firm provides traditional wealth-management services on a percentage-of-AUM fee basis and delivers financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and educational seminars. Its activities are tied to banking and trust operations, and it reports affiliations with banking or thrift institutions and a trust company. The firm is state-registered to do business in Arkansas, Louisiana, Mississippi and Tennessee.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 42%, US Government Bonds 35%, Exchange Traded Equities 9%, Investment Grade Corp Bonds 6%, State & Local Bonds 4%, Public Funds/Mutual Funds 4%42%
  • Cash & Cash Equivalents42%
  • US Government Bonds35%
  • Exchange Traded Equities9%
  • Investment Grade Corp Bonds6%
  • State & Local Bonds4%

Owners & executives

1 of 1
  • William Smith

    William Smith

    Chief Compliance OfficerCRD 4865759

Contacts

2 of 2
  • Robert Sutton

    Robert Sutton

    Financial PlannerCRD 5746879

  • Gentry Martin

    Gentry Martin

    Portfolio ManagerCRD 6686118

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Ridgeland, MS

Madison

Location

Ridgeland, MS

Headquartered in Ridgeland, MS, anchoring the Jackson-Vicksburg-Brookhaven, MS metro in the South.

Metro area
Jackson-Vicksburg-Brookhaven, MS
Region
South
County
Madison
Address
405 W Parkway Pl
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth