Ground Swell Capital, LLC

RIASEC Registered
Total AUM
$949M
Discretionary
$949M
100% of AUM
Avg account
$475M
Accounts
2
Employees
10
Advisory reps
6

Firm details

Headquarters
Folly Beach, South Carolina
CRD number
159812
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ground Swell Capital, LLC is an SEC-registered hedge fund manager (SEC registered 2012) organized as a limited liability company and owned by an individual. The firm’s client base is institutional and its primary advisory activity is portfolio management for pooled investment vehicles; it also serves as sponsor, general partner and managing member of pooled vehicles. Fee arrangements include asset-based fees and performance-based compensation, along with other fee components. Ground Swell does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$13.9M in ETFs

Passive

95%

$13.2M

Active

2%

$695K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$6.3M66,12744.95%

Location

Primary office

Folly Beach, SC

Charleston

Location

Folly Beach, SC

Headquartered in Folly Beach, SC, in the South of the United States.

Region
South
County
Charleston
Address
105 W Huron Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth