GROUND SWELL CAPITAL, LLC

RIASEC RegisteredEst. 2012
Total AUM
$949M
Discretionary
$949M
100% of AUM
Avg account
$475M
Accounts
2
Employees
10
Advisory reps
6

Firm details

Headquarters
FOLLY BEACH, South Carolina
CRD number
159812
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ground Swell Capital, LLC is a hedge fund manager that runs portfolio management for pooled investment vehicles and acts as sponsor and general partner for its funds. The firm operates with an institutional client base and uses a fee model that combines a percentage of assets under management with performance-based fees. Public filings show the firm holds a mix of liquid equity instruments alongside significant allocations to non‑public strategies, indicating a multi‑sleeve approach that pairs tradable exposures with private and opportunistic investments. On the public side, Ground Swell uses exchange-traded funds and individual equities to establish market beta and tactical exposures; its largest disclosed holding is the Vanguard 500 Index Fund, which points to a meaningful S&P 500 allocation within the liquid sleeve. The bulk of the firm’s capital, however, resides in its hedge fund structures and in alternative investments such as private placements and third‑party hedge fund investments, which serve as the primary vehicle for delivering the strategy’s return profile and performance fees.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 6
  • BENJAMIN STREET

    PartnerCRD 5165258

  • JOEY FOXHALL

    MemberCRD 6008182

  • SCOTT HOWELL

    Founding PartnerCRD 4210917

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 20

Active vs passive

$28.1M in ETFs

Passive

100%

$28M

Active

<1%

$56.2K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$17.8M29,81363.40%

Location

Primary office

FOLLY BEACH, SC

CHARLESTON

Location

FOLLY BEACH, SC

Headquartered in FOLLY BEACH, SC, in the South of the United States.

Region
South
County
CHARLESTON
Address
105 W Huron Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth