Griffin Financial Services

Overview

Griffin Financial Services is an independent, sole-proprietorship RIA that serves individual and family clients with a mix of financial planning, portfolio management and insurance brokerage. The firm charges a percentage-of-AUM fee and focuses its manager activity and portfolio allocation on equities as the primary return engine, supplemented by mutual funds and third‑party alternative real estate exposure. With services targeted at individuals and small businesses, the adviser runs a compact practice where discretionary authority is common but not universal, and insurance solutions are integrated alongside investment management. Investment behavior shows a clear tilt toward liquid public markets: exchange‑traded equities represent the single largest asset type on the books. The firm does not identify as an active ESG investor and operates as a single-office, single-state adviser under individual ownership, which tends to produce personalized, concentrated client relationships and simpler product sets compared with larger multi-state RIAs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices