Great Ocean Road Financial
RIAState Registered
Total AUM
$7.8M
Discretionary
$6.8M
87% of AUM
Avg account
$217K
Accounts
36
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 331567
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals63.46%
- HNWI23.08%
- Pension & Profit Sharing Plans13.46%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Great Ocean Road Financial is an independent RIA organized as an LLC and owned by an individual principal. The firm serves individuals and families, providing financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-AUM charge with the option for hourly billing. The firm’s background and regulatory filings identify accounting as a core business activity and affiliation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents6%
- US Government Bonds2%
- Investment Grade Corp Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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