GREAT ELM CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2016
Total AUM
$346M
Discretionary
$346M
100% of AUM
Avg account
$115M
Accounts
3
Employees
21
Advisory reps
5

Firm details

Headquarters
PALM BEACH GARDENS, Florida
CRD number
284304
Registered since
September 1, 2016
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Business Development Companies96.18%
  • Pooled Investment Vehicles3.82%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Great Elm Capital Management, LLC operates as a hedge fund manager focused on institutional mandates and pooled investment vehicles. The firm, SEC-registered since 2016, acts as portfolio manager for both investment companies and pooled funds and serves as sponsor/GP and managing member for the vehicles it runs. Its fee schedule includes both a percentage-of-assets component and performance-based fees, reflecting a typical hedge fund alignment with investor performance. Investment activity centers on credit and real-asset oriented strategies alongside energy and commodity exposure. The firm does not position itself as an ESG-focused investor. Given its role as sponsor and GP, Great Elm structures and manages its own funds rather than acting primarily as an allocator to third-party managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • MATTHEW KAPLAN

    President, CEOCRD 5172853

  • KERI DAVIS

    Chief Financial OfficerCRD 7092138

  • NICHOLE MILZ

    Chief Operating OfficerCRD 4495802

Contacts

2 of 2
  • ADAM KLEINMAN

    PresidentCRD 5658279

  • PAUL ALOTTA

    Senior Vice PresidentCRD 1663195

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PALM BEACH GARDENS, FL

PALM BEACH

Location

PALM BEACH GARDENS, FL

Headquartered in PALM BEACH GARDENS, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
3801 Pga Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth