Graham Capital Wealth Management, LLC

RIASEC RegisteredEst. 2019
Total AUM
$251M
Discretionary
$251M
100% of AUM
Avg account
$201K
Accounts
1,251
Employees
8
Advisory reps
7

Firm details

Headquarters
Washington, District of Columbia
CRD number
281772
Registered since
April 18, 2019
Website
www.grahamcapitalwealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals65.8%
  • HNWI33.58%
  • Corporations / Businesses0.61%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Graham Capital Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2019. Ownership is a mix of a domestic entity and an individual. The firm serves individual and family clients as well as some institutional relationships, charging fees based on a percentage of assets under management. Its core advisory offerings are financial planning and discretionary portfolio management focused on individuals, families and small businesses. The firm does not describe itself as an active ESG investor and is not identified as a multi-state adviser or a capital allocator. Industry affiliations include relationships with accountants and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Non-Investment Grade Corp Bonds 15%, Non-Exchange Traded Equities 7%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%58%
  • Exchange Traded Equities58%
  • Non-Investment Grade Corp Bonds15%
  • Non-Exchange Traded Equities7%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds5%

Owners & executives

2 of 2
  • Stash Graham

    Stash Graham

    Managing Director and Chief Investment OfficerCRD 5630101

  • Alex Graham

    Alex Graham

    Vice President and Chief Compliance OfficerCRD 6577925

Contacts

3 of 5
  • Stimson Schantz

    Stimson Schantz

    Director, SolicitorCRD 7902319

  • Michael Berkhahn

    Michael Berkhahn

    Vice PresidentCRD 5794391

  • Raisa Siddique

    Raisa Siddique

    Financial AnalystCRD 8134044

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$22.5M in ETFs

Passive

89%

$20.1M

Active

11%

$2.4M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF (RSPT)InvescoPassiveTechnology$7.8M121,58534.87%
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Location

Primary office

Washington, DC

District Of Columbia

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
District Of Columbia
Address
1120 Connecticut Ave Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth