Gotham Asset Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 149335
- Registered since
- March 9, 2009
- Website
- www.gothamfunds.com
- Custodians
- BOFA SECURITIES, INC., PERSHING LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI46.81%
- Pooled Investment Vehicles39.46%
- Investment Companies12.28%
- Corporations / Businesses1.33%
- State / Municipal Government0.12%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Gotham Asset Management, LLC is a hedge fund manager that has been SEC-registered since 2009 and operates as an LLC. The firm serves both individual/family and institutional clients and charges a mix of asset-based and performance fees. Gotham acts in multiple capacities across pooled vehicles — it performs portfolio management for investment companies and pooled vehicles, serves as a sponsor/GP/managing member of those vehicles, and is registered as a CPO/CTA. The firm does not identify as an active ESG investor. Gotham runs its own private funds while also allocating to external alternative managers. It uses mutual funds alongside third-party hedge funds and private placements in its broader investment program. Fee arrangements and fund structures indicate the firm combines traditional asset management with performance-oriented hedge strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds13%
- US Government Bonds3%
- Derivatives1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 3Robert Goldstein
Co-CIOCRD 1701590
Bernard Seibert
Chief Financial OfficerCRD 3134879
Louis Larocca
General Counsel & Chief Compliance OfficerCRD 5965570
Contacts
3 of 5
Lisa Charkoudian-barry
Head of Wealth ManagementCRD 2390148
Patricia Kolb
Relationship ManagerCRD 1968243
Joel Greenblatt
Managing PrincipalCRD 1335618
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 389Active vs passive
$13.5B in ETFs
90%
$12.2B
9%
$1.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $8.5B | 11,393,386 | 63.11% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 300 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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