Golden Years Financial, LLC

RIASEC Registered

Total AUM

$40M

Discretionary

$40M

100% of AUM

Avg account

$143K

Accounts

279

Employees

Advisory reps

Firm details

Headquarters: Las Vegas, Nevada
CRD number: 286458
Website: www.gyfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals76.96%
HNWI23.04%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Golden Years Financial, LLC is an independent registered investment adviser organized as an LLC that focuses on individual and family clients. The firm combines financial planning, discretionary portfolio management for individuals and small businesses, selection of outside advisers, and insurance brokerage services. Its fee mix includes percentage-of-AUM billing alongside hourly and fixed fees, reflecting hybrid planning-and-portfolio-management relationships rather than a pure wrap model. The firm does not identify as an active ESG investor and does not operate as a multi-state or pension consultant adviser.