GOLDBERG FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2026

Total AUM

$120M

Discretionary

$120M

100% of AUM

Avg account

$510K

Accounts

236

Employees

Advisory reps

Firm details

Headquarters: EL SEGUNDO, California
CRD number: 158147
Registered since: April 20, 2026
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI92.43%
Individuals6.35%
Corporations / Businesses1.19%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Goldberg Financial Advisors, LLC is structured as a privately owned limited liability company operating as an independent registered investment adviser. The firm is SEC-registered (registration recorded in 2026) and serves both individual/family clients and institutional clients. Its advisory services emphasize financial planning and discretionary portfolio management across individual, small-business, and institutional relationships, and the firm lists pension consulting among its service lines. Fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. The firm does not identify itself as an active ESG investor.