Gold Canyon Financial Planning

RIASEC Registered
Total AUM
$43.4M
Discretionary
$43.4M
100% of AUM
Avg account
$359K
Accounts
121
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
125456
Fee structure
Percentage of AUM
Client types
  • Individuals65.51%
  • HNWI32.88%
  • Charitable Organizations1.6%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Gold Canyon Financial Planning is an independent registered investment adviser organized as a limited liability company and owned by an individual principal. The firm focuses on individual and family clients and charges advisory fees as a percentage of assets under management. Core services include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not identified as an active ESG investor. Gold Canyon does not operate as a capital allocator; its model appears centered on direct client management rather than acting as a feeder or allocator into a wide roster of external managers. The advisory footprint emphasizes hands-on planning and investment management for private clients rather than institutional or multi-state advisory programs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Investment Grade Corp Bonds 20%, Cash & Cash Equivalents 10%70%
  • Exchange Traded Equities70%
  • Investment Grade Corp Bonds20%
  • Cash & Cash Equivalents10%

Contacts

2 of 2
  • Tracy Gale

    Tracy Gale

    Co-Founder and Managing DirectorCRD 4854356

  • Diane Ouellette

    Diane Ouellette

    Partner, Financial ConsultantCRD 4854313

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth