Goalvest Advisory LLC

RIASEC Registered
Total AUM
$778M
Discretionary
$759M
98% of AUM
Avg account
$565K
Accounts
1,376
Employees
10
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
285374
Registered since
June 21, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.93%
  • Individuals12.99%
  • Corporations / Businesses12.46%
  • Pooled Investment Vehicles3.47%
  • Charitable Organizations1.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Goalvest Advisory LLC is an independent, individual‑owned registered investment adviser that has been SEC registered since 2019. The firm serves both individual/family and institutional clients and provides financial planning, discretionary portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. Its fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. Goalvest is not positioned as an ESG investor and identifies as the sponsor/GP/managing member of pooled vehicles rather than as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 43%, Exchange Traded Equities 27%, Other 20%, Cash & Cash Equivalents 3%, State & Local Bonds 2%, Private Funds 2%, Non-Investment Grade Corp Bonds 1%43%
  • Public Funds/Mutual Funds43%
  • Exchange Traded Equities27%
  • Other20%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • Sevasti Balafas

    Sevasti Balafas

    CEO and FounderCRD 4884215

Contacts

3 of 6
  • Mark Strefling

    CCOCRD 5509975

  • Chen Li

    Investment Research AssociateCRD 7178292

  • Ashwini Patil

    Ashwini Patil

    Head of TradingCRD 7380748

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 169

Active vs passive

$1.4B in ETFs

Passive

95%

$1.4B

Active

2%

$66.2M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$325M721,10422.55%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
4 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth