Goalvest Advisory LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 285374
- Registered since
- June 21, 2019
- Website
- www.goalvestadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI69.93%
- Individuals12.99%
- Corporations / Businesses12.46%
- Pooled Investment Vehicles3.47%
- Charitable Organizations1.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Goalvest Advisory LLC is an independent, SEC-registered registered investment adviser formed as an LLC and registered in 2019. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory offering centers on financial planning and portfolio management for individuals, small businesses and pooled investment vehicles. Fee arrangements are mixed: percentage of AUM supplemented by hourly and fixed-fee engagements. The firm is active on the sponsor/GP side of pooled vehicles, which indicates it both places client capital into third‑party funds and takes an operational role in certain pooled structures. Goalvest is not characterized as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Exchange Traded Equities27%
- Other20%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
Owners & executives
1 of 1
Sevasti Balafas
CEO and FounderCRD 4884215
Contacts
3 of 6
Harry Martin
Business DevelopmentCRD 2549229
Braden DeForge
Wealth Management AssociateCRD 7677300
Chen Li
Investment Research AssociateCRD 7178292
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 165Active vs passive
$472M in ETFs
91%
$427M
4%
$44.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $208M | 302,452 | 44.05% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 4 World Trade Ctr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Snow Phipps Group, LLC
RIANew York, NY
Safanad Inc.
RIANew York, NY
Grafine Capital Holdings LLC
RIANew York, NY
Water Asset Management, LLC
RIANew York, NY
Sierra Crest Investment Management LLC
RIANew York, NY
Ampfield Management
RIANew York, NY