GLOBEFLEX CAPITAL LP

RIASEC RegisteredEst. 1994

Total AUM

$4.6B

Discretionary

$4.4B

96% of AUM

Avg account

$148M

Accounts

Employees

Advisory reps

Firm details

Headquarters: SAN DIEGO, California
CRD number: 106417
Registered since: March 8, 1994
Website: www.globeflex.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: State / Municipal Government39.1%
Pooled Investment Vehicles32.01%
Pension & Profit Sharing Plans18.46%
Other Investment Advisers5.74%
Corporations / Businesses4.32%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Globeflex Capital LP is a partnership-style investment adviser that has been SEC-registered since 1994 and serves an institutional client base. The firm’s advisory activity focuses on portfolio management for pooled investment vehicles as well as for businesses and other institutions. Its fees include a percentage of assets under management and performance-based components, consistent with incentive-aligned structures used by managers who run pooled vehicles. Investment positioning is equity-centric: the firm shows a clear preference for exchange-traded equities while also integrating ETFs and other pooled products. Globeflex identifies as an active ESG investor, and it supplements direct equity exposure with third-party alternative allocations and mutual funds rather than acting primarily as a capital allocator.