GLAZER CAPITAL, LLC.

RIASEC RegisteredEst. 2006
Total AUM
$6.8B
Discretionary
$6.8B
100% of AUM
Avg account
$1.7B
Accounts
4
Employees
45
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
136932
Registered since
September 11, 2006
Custodians
UBS FINANCIAL SERVICES INC., TD SECURITIES INC., BMO HARRIS FINANCIAL ADVISORS, INC., J.P. MORGAN SECURITIES INC., CIBC WORLD MARKETS CORP.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.13%
  • Pension & Profit Sharing Plans7.87%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Glazer Capital, LLC is a Delaware-style limited liability company operating as an SEC-registered hedge fund adviser since 2006. The firm serves institutional clients and performs portfolio management for pooled investment vehicles and for businesses or institutions. It also identifies itself as a CPO/CTA and participates as sponsor/GP/managing member of pooled vehicles. Compensation uses both a percentage-of-assets model and performance-based fees. Glazer does not self-identify as an active ESG investor and is not registered as a multi-state adviser. Glazer’s public reporting and product mix indicate a tilt toward public equities within its liquid portfolios, while the firm also allocates to third-party alternative managers and runs its own private fund vehicles. The client base appears highly concentrated and institutionally oriented.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Non-Investment Grade Corp Bonds 31%, Investment Grade Corp Bonds 3%, Other 3%, Non-Exchange Traded Equities 2%, Cash & Cash Equivalents 1%59%
  • Exchange Traded Equities59%
  • Non-Investment Grade Corp Bonds31%
  • Investment Grade Corp Bonds3%
  • Other3%
  • Non-Exchange Traded Equities2%

Owners & executives

3 of 4
  • REID ADAMS

    General Counsel and Chief Compliance OfficerCRD 7874162

  • PAUL GLAZER

    Chief Executive Officer & Chief Investment OfficerCRD 1613499

  • Megan Sinclair

    Chief Financial OfficerCRD 7341489

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Contacts

1 of 1
  • MARK ORT

    Portfolio ManagerCRD 2832844

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 W 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth