Gladstone Securities, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
Mclean, Virginia
CRD number
127808
Registered since
November 18, 2003

Firm profile

FINTRX

Overview

Gladstone Securities, LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm has been SEC-registered since 2003 and is owned by a combination of domestic entities and individuals. Available records do not describe fee arrangements, advisory services, or specific business lines beyond the investment-bank classification, and the firm has not reported affiliations or activity details to the data source. Regulatory and profile flags in the source indicate Gladstone Securities does not operate as a capital allocator, is not cataloged as a multi-state adviser, and is not identified as an active ESG investor or a pension consultant. Those attributes suggest the firm’s public role is focused on transactional or capital markets activity rather than operating a client-facing discretionary wealth-management platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • John Dellafiora

    John Dellafiora

    Chief Compliance OfficerCRD 5412022

  • David Gladstone

    David Gladstone

    Chief Executive OfficerCRD 4578897

  • Jennifer Smith

    Chief Valuation OfficerCRD 6541737

Contacts

3 of 25
  • Michael Licalsi

    Michael Licalsi

    PresidentCRD 2578298

  • Eric Maloy

    Eric Maloy

    Managing DirectorCRD 5282420

  • Jade Clark

    Jade Clark

    External WholesalerCRD 5516399

Unlock 22 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Mclean, VA

Fairfax

Location

Mclean, VA

Headquartered in Mclean, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
1521 Westbranch Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth