Gladstone Financial LLC
RIASEC Registered
Total AUM
$15.4M
Discretionary
$0
0% of AUM
Avg account
$275K
Accounts
56
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 167060
- Custodians
- CHARLES SCHWAB & CO., INC., EQUITY TRUST ADVISORS, INC., FIDELITRADE INC / DELWARE CLEARING SERVICE
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Gladstone Financial LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm focuses on portfolio management for individuals and small businesses and charges fees based on a percentage of assets under management. It does not identify as an active ESG investor, is not structured as a multi-state adviser, and does not serve as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Cash & Cash Equivalents15%
- Other15%
- US Government Bonds10%
Contacts
1 of 1Stephen Gladstone
Investment AdviserCRD 2480273
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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