Gladstone Financial LLC

Overview

Gladstone Financial LLC is a small, single-office registered investment adviser focused on portfolio management for individuals and small businesses. The firm runs client relationships on a non-discretionary basis, meaning clients retain final trading authority while Gladstone provides ongoing advice and portfolio construction. Its stated preference is equities, with exchange-traded equities forming the largest component of assets under management. Fee billing is based on a percentage of AUM. Investment activity shows a core equity tilt, supplemented by mutual funds and allocations to third-party alternative managers. The mix suggests a strategy that blends liquid equity exposure for growth with selected alternative strategies to add income and diversification. Because the firm is not a multi-state adviser and lists an individual owner type, it operates at a boutique scale and appears focused on a concentrated client base rather than institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices