Gladiator Capital Management

RIASEC Registered
Total AUM
$180K
Discretionary
$0
0% of AUM
Avg account
$180K
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
307616
Custodians
APEX CLEARING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gladiator Capital Management is a small, single-owner limited liability company that provides portfolio management services to individuals, small businesses and other institutions. The firm charges a percentage-of-AUM fee and focuses on non‑discretionary relationships, managing client assets with client approval of trades rather than full discretionary authority. Gladiator does not position itself as an ESG investor, is not set up as a multi‑state adviser, and does not provide pension consulting or operate as a related adviser to another registered manager. Investment activity appears concentrated and tactical: the firm allocates a majority of its modest asset base into derivative instruments while maintaining the remainder in more traditional holdings and cash equivalents. Given the custodial relationship and the small client base, Gladiator looks like a boutique advisory vehicle that executes specialized strategies for a narrow set of clients rather than a mass-market adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Derivatives 60%, Exchange Traded Equities 20%, Cash & Cash Equivalents 20%60%
  • Derivatives60%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents20%

Contacts

1 of 1
  • Ryan Smith

    Ryan Smith

    PresidentCRD 6747955

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth