Gibbs Wealth Management, LLC

RIASEC Registered

Total AUM

$1.1B

Discretionary

$1B

98% of AUM

Avg account

$199K

Accounts

5,357

Employees

147

Advisory reps

69

Firm details

Headquarters: Alpharetta, Georgia
CRD number: 281621
Registered since: February 15, 2022
Website: gibbswealthria.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Individuals74.15%
HNWI24.06%
Pension & Profit Sharing Plans1.78%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Gibbs Wealth Management, LLC is an independent, owner-operated RIA organized as an LLC that registered with the SEC in 2022. The firm charges clients on a percentage-of-AUM basis and concentrates on portfolio management for individuals and small businesses while also acting as a selector of other advisers. Gibbs identifies as a capital allocator and reports an affiliation with an insurance company; it does not flag ESG investing as part of its public profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities77%
Investment Grade Corp Bonds12%
Public Funds/Mutual Funds6%
Cash & Cash Equivalents4%
State & Local Bonds1%

Owners & executives

3 of 10

Lisa Brumfield
Founder & CEOCRD 3247177
Susanne Naso
Chief Compliance OfficerCRD 4243529
Peter Dotson
Founder, CEOCRD 5483835

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Contacts

3 of 59

Justin Mundt
Agency OwnerCRD 5652696
Ronald Litteral
Investment Advisor RepresentativeCRD 5762717
Gregory Babcock
OwnerCRD 5851629

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 121

Active vs passive

$573M in ETFs

Passive

92%

$526M

Active

7%

$46.4M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)	State Street	Passive	Large Growth	$46.2M	388,461	8.07%

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Primary office

Alpharetta, GA

Fulton

Location

Alpharetta, GA

Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area: Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region: South
County: Fulton
Address: 3980 Old Milton Pkwy
Time zone: ET (UTC-5)
Office locations

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