Ghost Strategies LLC

RIASEC Registered
Total AUM
$1M
Discretionary
$1M
100% of AUM
Avg account
$102K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
329834
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Ghost Strategies LLC is a small, independent registered investment adviser focused on financial planning and portfolio management for individuals, families and small businesses. The firm is owner-operated and uses a mix of fee arrangements—percentage of assets under management, hourly charges and fixed fees—depending on client needs. Investment activity shows a clear tilt toward publicly traded equities as the primary allocation, with advisory services delivered on a discretionary basis for the majority of assets. Ghost Strategies does not position itself as an ESG investor, is not a multi-state adviser and does not operate as a capital allocator; instead it relies on third-party managers for select alternative exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Cash & Cash Equivalents 40%60%
  • Exchange Traded Equities60%
  • Cash & Cash Equivalents40%

Contacts

1 of 1
  • Kristopher Gallow

    Kristopher Gallow

    Founder and Wealth ManagerCRD 7866140

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth