GFM Asset Management LLC

RIASEC RegisteredEst. 2016

Total AUM

$27.5M

Discretionary

$27.5M

100% of AUM

Avg account

$437K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Weinfelden,
CRD number: 283810
Registered since: June 6, 2016
Website: gfmasset.com
Custodians: INTERACTIVE BROKERS LLC, ALTRUIST FINANCIAL LLC, THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Performance Based Fees
Client types: HNWI80%
Pension & Profit Sharing Plans10.91%
Individuals9.09%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

GFM Asset Management LLC is an independent registered investment adviser that operates with an individual owner and has been SEC-registered since 2016. The firm serves both individual and family clients as well as institutional clients, delivering discretionary portfolio management alongside financial planning, pension consulting support and educational outreach such as newsletters and seminars. Fee arrangements are flexible and include standard percentage-of-AUM billing as well as hourly, subscription, fixed, and performance-based fee options, allowing the firm to tailor pricing to different client relationships. Investment activity at GFM centers on publicly traded equities, with a clear preference for exchange-traded instruments. The firm is not positioned as an ESG investor. Its advisory model is built around discretionary management — all reported assets are discretionary — and the business mixes portfolio management with publishing and workshop-style client education.