GEODE CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 115504
- Registered since
- May 17, 2002
- Website
- www.geodecapital.com
- Custodians
- J.P. MORGAN SECURITIES INC., THE MASTER TRUST BANK OF JAPAN, LTD.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies94.64%
- Pooled Investment Vehicles4.89%
- Sovereign Wealth Funds0.29%
- Pension & Profit Sharing Plans0.13%
- State / Municipal Government0.03%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Geode Capital Management, LLC is an institutional-focused asset manager registered with the SEC since 2002 that primarily provides portfolio management for investment companies, pooled investment vehicles and institutional clients. The firm operates as a limited liability company and reports CPO/CTA activity. Its fee arrangements include percentage-of-AUM and fixed-fee schedules. Geode does not identify as an active ESG investor and is not described as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Derivatives3%
- US Government Bonds2%
- Public Funds/Mutual Funds1%
Owners & executives
3 of 3SORIN CODREANU
Chief Financial OfficerCRD 6270490
LAURA DOHERTY
Chief Operating OfficerCRD 4485656
MICHAEL CICCONE
Chief Compliance OfficerCRD 5560721
Contacts
3 of 9GERARD MCGRAW
DirectorCRD 4713963
KATHRYN DUNN
DirectorCRD 4652862
RONALD DEPOALO
Head of Operations and TechnologyCRD 5995085
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$88.8M in ETFs
95%
$84.4M
0%
$4.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI TAIWAN ETF (EWT) | BlackRock | Passive | China Region | $84.3M | 1,189,167 | 94.96% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 100 Summer St
- Time zone
- ET (UTC-5)
- Office locations
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