GENESEE CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$420M
Discretionary
$415M
99% of AUM
Avg account
$275K
Accounts
1,531
Employees
4
Advisory reps
3

Firm details

Headquarters
AUBURN, New York
CRD number
167353
Registered since
April 16, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI68.85%
  • Individuals27.05%
  • Charitable Organizations3.49%
  • Corporations / Businesses0.61%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Genesee Capital Advisors, LLC is an independent registered investment adviser, formed in 2013 and organized as an LLC. The firm serves both individual and family clients as well as institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. The firm is owned by an individual and does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 64%, Public Funds/Mutual Funds 31%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 1%64%
  • Exchange Traded Equities64%
  • Public Funds/Mutual Funds31%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • JEAN MARIE HART

    Founding Partner and COOCRD 1564184

Contacts

2 of 2
  • RYAN PINE

    Founding PartnerCRD 4848779

  • MICHAEL HEARN

    Founding PartnerCRD 2131707

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 87

Active vs passive

$222M in ETFs

Passive

99%

$221M

Active

1%

$1.8M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$40.9M1,629,52418.40%

Location

Primary office

AUBURN, NY

CAYUGA

Location

AUBURN, NY

Headquartered in AUBURN, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
CAYUGA
Address
46 South St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth