Gator Capital Management, LLC

RIASEC RegisteredEst. 2013
Total AUM
$751M
Discretionary
$751M
100% of AUM
Avg account
$15.3M
Accounts
49
Employees
7
Advisory reps
5

Firm details

Headquarters
Tampa, Florida
CRD number
147067
Registered since
February 12, 2013
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles62.81%
  • Investment Companies34.05%
  • HNWI2.41%
  • Individuals0.73%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gator Capital Management, LLC is a privately owned investment adviser organized as an LLC and registered with the SEC in 2013. The firm operates as a hedge fund manager that serves individuals, families and institutional clients. Its advisory services include portfolio management for individuals and small businesses, management of investment companies and pooled vehicles, and portfolio management for businesses or institutions. Compensation comes from a mix of asset-based fees and performance or incentive fees. The firm does not self-identify as an active ESG investor and is not a multi-state or newly formed adviser. Gator also acts as a sponsor and general partner or managing member for pooled investment vehicles it manages, indicating a hands-on role in the private funds it operates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 6%, US Government Bonds 3%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents6%
  • US Government Bonds3%

Owners & executives

2 of 2
  • Kyle Bubeck

    Kyle Bubeck

    Chief Compliance OfficerCRD 4784699

  • Erik Anderson

    Erik Anderson

    COO & CFOCRD 4737526

Contacts

3 of 3
  • Derek Pilecki

    Derek Pilecki

    Managing Member and Portfolio ManagerCRD 2254221

  • Jonathan Bale

    Jonathan Bale

    Vice PresidentCRD 6489098

  • Christopher Pilecki

    Christopher Pilecki

    Trader and Quantitative AnalystCRD 4200518

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$11.5M in ETFs

Passive

100%

$11.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$4.3M20,36137.60%

Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
2502 N Rocky Point Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth