GATEWAY WEALTH, INC.

RIASEC Registered
Total AUM
$89.5M
Discretionary
$89.5M
100% of AUM
Avg account
$852K
Accounts
105
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
106022
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals72.59%
  • HNWI27.41%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Gateway Wealth, Inc. is an independent registered investment adviser that serves individual and family clients with a focus on fee-based financial planning and discretionary portfolio management for individuals and small businesses. The firm operates under an owner-type structure classified as an individual-owned corporation and charges clients on a percentage-of-AUM and fixed-fee basis. Investment activity is concentrated in pooled, professionally managed public vehicles rather than direct stock picking or large-scale alternative allocations. Gateway Wealth is not positioned as a capital allocator, is not an active ESG investor, and operates with a single-state footprint based on available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 13%, Cash & Cash Equivalents 4%, US Government Bonds 3%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%

Contacts

1 of 1
  • LARRY KLINE

    PresidentCRD 1736272

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth