Gateway Investment Advisers, LLC

RIASEC RegisteredEst. 2008

Total AUM

$11.6B

Discretionary

$11.6B

100% of AUM

Avg account

$36.4M

Accounts

318

Employees

28

Advisory reps

17

Firm details

Headquarters: Cincinnati, Ohio
CRD number: 146681
Registered since: April 18, 2008
Website: www.gia.com
Custodians: CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: Investment Companies82.2%
HNWI14%
State / Municipal Government2.44%
Corporations / Businesses1.34%
Individuals0.01%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gateway Investment Advisers, LLC is an SEC-registered investment adviser organized as an LLC and active since 2008. The firm manages portfolios for individual and family clients as well as institutional accounts, charging fees as a percentage of assets under management. Its advisory scope includes portfolio management for individuals and small businesses, investment companies, pooled vehicles and other institutional or business clients. Gateway is involved in broader industry activities: it has affiliates or relationships across broker-dealers, trust and banking entities, insurance and real estate broker channels, and it can act as sponsor, general partner or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities72%
US Government Bonds15%
Derivatives11%
Cash & Cash Equivalents2%

Owners & executives

3 of 6

Donna Brown
General Counsel and Chief Compliance OfficerCRD 1311559
Maxwell Hopkins
Chief Risk OfficerCRD 6079029
Julie Schmuelling
President, COOCRD 2751965

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Contacts

3 of 11

Mathew Evans
Associate Portfolio ManagerCRD 8117379
Daniel Ashcraft
Vice President & Portfolio ManagerCRD 5359553
Michael Knapke
Vice President, Director of MarketingCRD 6622954

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 63

Active vs passive

$102M in ETFs

Passive

89%

$90.3M

Active

12%

$11.7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$35M	46,883	34.32%

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Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area: Cincinnati-Wilmington-Maysville, OH-KY-IN
Region: Midwest
County: Hamilton
Address: 312 Walnut St
Time zone: ET (UTC-5)
Office locations

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