Garth & Brown Investment Management, LLC

RIASEC Registered
Total AUM
$15.3M
Discretionary
$1.3M
9% of AUM
Avg account
$3.8M
Accounts
4
Employees
2
Advisory reps
3

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
151128
Custodians
ASCENSUS TRUST, RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM
Client types
  • Pension & Profit Sharing Plans91.46%
  • Individuals8.54%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Garth & Brown Investment Management, LLC is organized as a limited liability company with domestic ownership that acts as a capital allocator and investment adviser. The firm charges fees as a percentage of assets under management and lists portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers among its advisory activities. It does not identify as an active ESG investor and is not positioned as a multi-state or newly formed adviser. The firm also maintains an industry affiliation with a broker-dealer.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Cash & Cash Equivalents 10%, Exchange Traded Equities 5%85%
  • Public Funds/Mutual Funds85%
  • Cash & Cash Equivalents10%
  • Exchange Traded Equities5%

Contacts

3 of 3
  • Campbell Brown

    CCOCRD 845340

  • Emily Brown

    TrusteeCRD 6693332

  • Stephen Johnson

    Registered RepresentativeCRD 2277971

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
819 Broad St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth