Gaoteng Global Asset Management Limited

RIASEC RegisteredEst. 2022
Total AUM
$13.4B
Discretionary
$13.4B
100% of AUM
Avg account
$607M
Accounts
22
Employees
46
Advisory reps
4

Firm details

Headquarters
Hong Kong Hong Kong,
CRD number
301825
Registered since
January 3, 2022
Custodians
CHINA MERCHANTS SECURITIES CO. LTD.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles70.59%
  • Banking / Thrift Institutions28.29%
  • Corporations / Businesses0.67%
  • Insurance Companies0.44%
  • HNWI0.01%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gaoteng Global Asset Management Limited is a corporation registered with the SEC in 2022 that provides fee-based portfolio management to both high-net-worth individuals/families and institutional clients. The firm operates as a foreign-owned entity and acts as an adviser across individual and pooled mandates, managing assets for individuals/small businesses, pooled investment vehicles and institutional clients. Its stated business activity is Other Financial Product Salesperson, and its fee structure includes both a percentage-of-AUM component and performance-based fees. Investment activity skews toward fixed-income allocations, with a significant emphasis on investment-grade corporate bonds as a core holding. The firm is not an active ESG investor and does not operate as a multi-state adviser. Gaoteng is not positioned as a capital allocator; instead it relies on portfolio management and external manager relationships to implement its strategies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 39%, Other 25%, Non-Investment Grade Corp Bonds 21%, Sovereign Bonds 8%, US Government Bonds 6%, Public Funds/Mutual Funds 1%39%
  • Investment Grade Corp Bonds39%
  • Other25%
  • Non-Investment Grade Corp Bonds21%
  • Sovereign Bonds8%
  • US Government Bonds6%

Owners & executives

3 of 3
  • Yu Li

    Chief Investment OfficerCRD 8062856

  • Wayne Bi

    Wayne Bi

    CEOCRD 7118709

  • Jonathan Mo

    Chief Operating OfficerCRD 7118710

Contacts

1 of 1
  • Man Mandy See

    Head of Legal and Compliance TechnologyCRD 8056741

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong Hong Kong, null

Location

Hong Kong Hong Kong, null

Headquartered in Hong Kong Hong Kong, null.

Address
Unit 210507 21f Man Yee Builiding
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth