GAMMA ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$425M
Discretionary
$417M
98% of AUM
Avg account
$3.9M
Accounts
108
Employees
13
Advisory reps
7

Firm details

Headquarters
SAN JUAN, PR
CRD number
300050
Registered since
March 27, 2024
Custodians
AV SECURITIES INC., PERSHING LLC, INTERACTIVE BROKERS LLC, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses79.95%
  • Pooled Investment Vehicles8.58%
  • HNWI6.85%
  • Individuals4.38%
  • Banking / Thrift Institutions0.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Gamma Asset Management LLC is a fee-based advisory firm that manages concentrated discretionary portfolios for individuals, families and small businesses, as well as some institutional clients. The firm leans on exchange-traded equities and separate managed accounts for core exposure, but states a preference for fixed-income allocations as a stabilizing sleeve. Its advisory mandate centers on portfolio management for individuals and small business owners, delivered under a percentage-of-AUM fee model. The firm is SEC-registered as of 2024 and operates as a limited liability company under domestic ownership. Gamma presents as a boutique allocator that combines liquid public-market instruments with selective alternative exposures—specifically private placements and commodities—sourced through third‑party managers. Its business model emphasizes discretionary management: the bulk of assets are run with manager authority rather than under client-directed strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 44%, Sovereign Bonds 36%, Investment Grade Corp Bonds 12%, Non-Investment Grade Corp Bonds 7%, Cash & Cash Equivalents 1%44%
  • Exchange Traded Equities44%
  • Sovereign Bonds36%
  • Investment Grade Corp Bonds12%
  • Non-Investment Grade Corp Bonds7%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • MANUEL TRONCOSO ACEBAL

    Chief Executive OfficerCRD 6230010

  • DAVID GALARZA-SOSA

    Chief Compliance OfficerCRD 5221334

Contacts

3 of 5
  • MARIA LIRIANO MORONTA

    Investment Advisor RepresentativeCRD 8029642

  • JORDAN ROTHENBERG

    Executive Vice President, Head of Business Development & StrategyCRD 2331537

  • LUIS NEUMANN GONZALEZ

    Wealth ManagementCRD 7926226

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN JUAN, PR

Location

SAN JUAN, PR

Headquartered in SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
500 De Lane Tanca
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth