GAINES CAPITAL MANAGEMENT

RIASEC Registered
Total AUM
$6.8M
Discretionary
$6.8M
100% of AUM
Avg account
$152K
Accounts
45
Employees
1
Advisory reps
1

Firm details

Headquarters
Atlanta, Georgia
CRD number
335414
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.48%
  • Individuals41.52%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Gaines Capital Management is a small, independent registered investment adviser focused on serving individual and family clients and small business owners. The firm combines portfolio management with financial planning, charging a mix of percentage-of-assets, hourly, and fixed fees. Investment activity centers on publicly traded equities—both exchange-traded vehicles and individual stocks—and the firm shows a clear preference for equity exposure within client portfolios. Gaines Capital Management does not position itself as an ESG-focused allocator and operates under an individual ownership structure rather than as part of a larger institutional network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Public Funds/Mutual Funds 3%, Cash & Cash Equivalents 3%94%
  • Exchange Traded Equities94%
  • Public Funds/Mutual Funds3%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Aaron Gaines

    Founder & PresidentCRD 6288705

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
900 Circle 75 Pkwy SE
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth