Gaard Capital LLC

RIASEC Registered
Total AUM
$9.3M
Discretionary
$9.3M
100% of AUM
Avg account
$2.3M
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
332413
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Gaard Capital LLC is a small, individually owned limited liability company that provides fee-based investment advice to individuals and families. The firm bills on a percentage-of-assets basis and focuses on portfolio management for individual/small-business clients as well as for businesses or institutions. Its advisory scope, as reported in regulatory filings, also includes pension consulting, producing periodicals or newsletters, and running educational seminars and workshops. Gaard Capital does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Jonathan Brogaard

    CEOCRD 7953012

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth