Fullerton Financial, LLC

RIASEC Registered
Total AUM
$525M
Discretionary
$525M
100% of AUM
Avg account
$147K
Accounts
3,565
Employees
51
Advisory reps
16

Firm details

Headquarters
Peoria, Arizona
CRD number
155676
Registered since
July 2, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals75.21%
  • HNWI23.28%
  • Pension & Profit Sharing Plans1.24%
  • Corporations / Businesses0.27%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Kingdom Financial Group, LLC is an independent registered investment adviser that became SEC-registered in 2018. The firm identifies as a capital allocator serving both individual & family clients and institutional clients. Its advisory offering includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting, published investment periodicals/newsletters, and educational seminars/workshops. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm reports industry affiliations with an accountant and an insurance company and does not list an active ESG investment focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 517

Active vs passive

$339M in ETFs

Passive

64%

$219M

Active

4%

$121M

ETFProviderStyleCategoryValueShares% of portfolio
STERLING CAPITAL ENHANCED CORE BOND ETF (SCEC)Sterling Capital$59.1M2,488,33017.41%

Location

Primary office

Peoria, AZ

Maricopa

Location

Peoria, AZ

Headquartered in Peoria, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
14155 N 83rd Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth