FSA WEALTH PARTNERS

RIASEC RegisteredEst. 1983
Total AUM
$820M
Discretionary
$820M
100% of AUM
Avg account
$419K
Accounts
1,957
Employees
16
Advisory reps
9

Firm details

Headquarters
ROCKVILLE, Maryland
CRD number
104513
Registered since
April 21, 1983
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.69%
  • Individuals23.26%
  • Charitable Organizations3.88%
  • Corporations / Businesses0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

FSA Wealth Partners is an independent registered investment adviser that has been SEC-registered since 1983 and is individually owned. The firm serves primarily individual and family clients and bills using a mix of asset-based fees, hourly charges, and fixed fees. Its core advisory services include financial planning and portfolio management for individuals, small businesses, and institutional/business clients. FSA indicates it is an active ESG investor and integrates those considerations into its advisory work. The firm is not structured as a dedicated capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 34%, Cash & Cash Equivalents 3%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities34%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • RONALD ROUGH

    Chief Investment Officer & PartnerCRD 2083110

Contacts

3 of 8
  • MARY ANN DRUCKER

    Assistant Portfolio ManagerCRD 2495181

  • JAMES JOSEPH

    President & PartnerCRD 2943563

  • KIMBERLY Basenback

    Partner, Director Of Financial PlanningCRD 5523788

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$233M in ETFs

Passive

78%

$183M

Active

18%

$50.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$29.3M45,00812.56%

Location

Primary office

ROCKVILLE, MD

MONTGOMERY

Location

ROCKVILLE, MD

Headquartered in ROCKVILLE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
1 Church St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth