Freedom Investment Management, Inc.

RIASEC RegisteredEst. 2008
Total AUM
$569M
Discretionary
$569M
100% of AUM
Avg account
$615K
Accounts
925
Employees
9
Advisory reps
5

Firm details

Headquarters
South Windsor, Connecticut
CRD number
126052
Registered since
January 8, 2008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • State / Municipal Government41.31%
  • HNWI35.78%
  • Individuals16.22%
  • Pension & Profit Sharing Plans4.7%
  • Charitable Organizations1.99%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Freedom Investment Management, Inc. is an independent, SEC-registered advisory firm organized as a corporation and operating since 2008. The firm serves individuals, families and institutional clients and describes itself as a capital allocator that selects outside managers as part of its offering. Core services include financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Fees are charged on a percentage-of-AUM basis (with other fee arrangements also noted). The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 5%, Exchange Traded Equities 3%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities3%

Owners & executives

1 of 1
  • Steven Daignault

    Steven Daignault

    Chief Financial OfficerCRD 7579116

Contacts

3 of 4
  • John O'connor

    John O'connor

    PresidentCRD 1070038

  • Scott Hawley

    Scott Hawley

    Investment Advisor RepresentativeCRD 6623466

  • Brian Hawley

    Investment Advisor RepresentativeCRD 3105682

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 120

Active vs passive

$368M in ETFs

Passive

37%

$137M

Active

61%

$231M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US HIGH PROFITABILITY ETF (DUHP)DimensionalActiveLarge Blend$46.9M1,124,05812.76%

Location

Primary office

South Windsor, CT

Hartford

Location

South Windsor, CT

Headquartered in South Windsor, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
1645 Ellington Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth