FRANKLIN ADVISERS, INC.

RIASEC RegisteredEst. 1986
Total AUM
$509B
Discretionary
$507B
99% of AUM
Avg account
$20.4M
Accounts
25,018
Employees
384
Advisory reps
15

Firm details

Headquarters
SAN MATEO, California
CRD number
104517
Registered since
January 30, 1986
Custodians
UBS GROUP, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies72.25%
  • Pooled Investment Vehicles19.28%
  • Individuals2.91%
  • Sovereign Wealth Funds1.68%
  • Pension & Profit Sharing Plans1.18%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Franklin Advisers, Inc. is a diversified investment manager with a long SEC-registered history (established 1986) that runs multi-strategy investment activity across long-only and alternative vehicles. The firm operates corporate ownership with both domestic-entity and individual ownership elements and manages strategies classified across hedge funds, private equity, securitized-asset funds and multi-faceted pooled vehicles. Its client base includes both individual and family clients as well as institutional investors. Fee arrangements combine percentage-of-AUM billing with performance-based fees, and the firm performs portfolio management for individuals, pooled investment vehicles, investment companies and institutional/business clients. It also conducts CPO/CTA activities and reports active ESG investing as part of its process. Industry affiliations extend to broker-dealers, other advisers, banking and trust institutions, and roles as sponsor or general partner of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 29%, Investment Grade Corp Bonds 17%, US Government Bonds 14%, Exchange Traded Equities 11%, Private Funds 11%, Sovereign Bonds 8%, Public Funds/Mutual Funds 5%, Non-Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%29%
  • State & Local Bonds29%
  • Investment Grade Corp Bonds17%
  • US Government Bonds14%
  • Exchange Traded Equities11%
  • Private Funds11%

Owners & executives

3 of 8
  • CHRISTIAN CORREA

    Chief Investment OfficerCRD 4464707

  • STEPHEN DOVER

    Chief Market StrategistCRD 1473436

  • MICHAEL HASENSTAB

    Executive Vice President and Chief Investment OfficerCRD 2664323

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Contacts

3 of 7
  • THOMAS MERCHANT

    General CounselCRD 3126886

  • RUPERT JOHNSON

    Vice ChairmanCRD 1106669

  • MICHAEL MCCARTHY

    Executive Vice President, Portfolio ManagerCRD 2289397

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 543

Active vs passive

$12.7B in ETFs

Passive

68%

$8.6B

Active

29%

$4B

ETFProviderStyleCategoryValueShares% of portfolio
FRANKLIN US CORE BOND ETF (FLCB)ActiveIntermediate Core Bond$1.7B77,753,90413.16%

Location

Primary office

SAN MATEO, CA

SAN MATEO

Location

SAN MATEO, CA

Headquartered in SAN MATEO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
1 Franklin Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth