Franklin Advisers, Inc.

RIASEC RegisteredEst. 1986

Total AUM

$509B

Discretionary

$507B

99% of AUM

Avg account

$20.4M

Accounts

25,018

Employees

384

Advisory reps

Firm details

Headquarters: San Mateo, California
CRD number: 104517
Registered since: January 30, 1986
Website: www.franklintempleton.com
Custodians: UBS GROUP, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies72.25%
Pooled Investment Vehicles19.28%
Individuals2.91%
Sovereign Wealth Funds1.68%
Pension & Profit Sharing Plans1.18%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Franklin Advisers, Inc. is a long-established, SEC-registered investment manager (registered in 1986) operating as a corporation that serves both individual/family and institutional clients. The firm acts across multiple fund strategies — including hedge, private equity and securitized-asset vehicles — and also functions as a commodity pool operator/commodity trading advisor. Its advisory remit covers portfolio management for individuals, small businesses, pooled investment vehicles, investment companies and institutional clients. Compensation comes from asset-based fees and performance-linked fees. Franklin Advisers identifies as an active ESG investor and maintains affiliations with broker-dealers, banks/trust companies and sponsors or managing members of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

State & Local Bonds29%
Investment Grade Corp Bonds17%
US Government Bonds14%
Exchange Traded Equities11%
Private Funds11%

Owners & executives

3 of 8

Christian Correa
Chief Investment OfficerCRD 4464707
Stephen Dover
Chief Market StrategistCRD 1473436
Michael Hasenstab
Executive Vice President and Chief Investment OfficerCRD 2664323