FOUNTAINHEAD FINANCIAL, LLC

RIASEC RegisteredEst. 2009

Total AUM

$543M

Discretionary

0% of AUM

Avg account

$5.4M

Accounts

100

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 150813
Registered since: July 27, 2009
Website: www.fountainheadfinancial.us
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Commissions
Client types: HNWI97.83%
Individuals1.48%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fountainhead Financial, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2009. The firm is individually owned and serves both individual and family clients as well as institutional customers. Its advisory scope centers on financial planning and portfolio management for individuals and small businesses, and the firm also operates as an insurance broker. Fee arrangements are mixed: percentage of AUM, hourly charges and commissions are all used. Fountainhead is not a capital allocator and does not identify as an active ESG investor.