Founders M&A Advisory, LLC
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 269926
- Registered since
- March 24, 2016
- Website
- foundersib.com
Firm profile
FINTRXOverview
Founders M&A Advisory, LLC is an LLC-structured firm that positions itself as an investment bank focused on M&A advisory rather than asset management. The firm is SEC-registered (registration noted in 2016) and is privately held, with ownership characterized as a combination of a domestic entity and an individual. Publicly reported fields indicate the firm does not act as a capital allocator; its role is advisory/transactional rather than discretionary portfolio management. Available registry details show the firm is not registered as a multi-state adviser, is not flagged as an active ESG investor, and does not identify as a pension consultant or a related adviser. Specifics about the firm’s client base, fee structure, and day-to-day business activities were not provided in the source material, so there is no documented information on client segments (individuals, institutions, or corporate clients) or on whether it provides complementary services such as financing, fairness opinions, or carve-out advisory. The firm lists two office locations, suggesting a footprint beyond a single office, but no addresses or geographic markets were supplied. Given the classification and the “capital allocator: No” flag, outside parties should treat Founders M&A Advisory as a deal-focused advisory shop rather than an RIA or a firm that manages outside client capital.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Eric Cates
Chief Financial OfficerCRD 6394899
Contacts
3 of 20
Enrique Alvarez
FinOpCRD 4622342
Charles Gum
Investment Banking RepresentativeCRD 8228615

Richard Frymire
Vice PresidentCRD 6534749
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Birmingham, AL
Jefferson
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 2400 5th Ave S
- Time zone
- CT (UTC-6)
- Office locations
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