Founders M&A Advisory, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Birmingham, Alabama
CRD number
269926
Registered since
March 24, 2016

Firm profile

FINTRX

Overview

Founders M&A Advisory, LLC is an SEC-registered investment bank organized as a limited liability company and first registered in 2016. The firm is owned by a combination of domestic entity and individual owners and identifies its core classification as an investment bank rather than an asset manager or discretionary advisor. Available data indicate the firm does not act as a capital allocator and does not present itself as a multi-state adviser, pension consultant, or related adviser. The firm does not report active engagement in ESG investing. The profile and registration status are consistent with a business focused on transactional advisory — deal sourcing, M&A execution, and related corporate finance work — rather than running client portfolios or providing traditional wealth management services.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Eric Cates

    Eric Cates

    Chief Financial OfficerCRD 6394899

Contacts

3 of 20
  • Enrique Alvarez

    Enrique Alvarez

    FinOpCRD 4622342

  • Richard Frymire

    Richard Frymire

    Vice PresidentCRD 6534749

  • Madison Davis

    Madison Davis

    DirectorCRD 6669904

Unlock 17 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
2400 5th Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth