Founders M&A Advisory, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Birmingham, Alabama
CRD number
269926
Registered since
March 24, 2016

Firm profile

FINTRX

Overview

Founders M&A Advisory, LLC is an LLC-structured firm that positions itself as an investment bank focused on M&A advisory rather than asset management. The firm is SEC-registered (registration noted in 2016) and is privately held, with ownership characterized as a combination of a domestic entity and an individual. Publicly reported fields indicate the firm does not act as a capital allocator; its role is advisory/transactional rather than discretionary portfolio management. Available registry details show the firm is not registered as a multi-state adviser, is not flagged as an active ESG investor, and does not identify as a pension consultant or a related adviser. Specifics about the firm’s client base, fee structure, and day-to-day business activities were not provided in the source material, so there is no documented information on client segments (individuals, institutions, or corporate clients) or on whether it provides complementary services such as financing, fairness opinions, or carve-out advisory. The firm lists two office locations, suggesting a footprint beyond a single office, but no addresses or geographic markets were supplied. Given the classification and the “capital allocator: No” flag, outside parties should treat Founders M&A Advisory as a deal-focused advisory shop rather than an RIA or a firm that manages outside client capital.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Eric Cates

    Eric Cates

    Chief Financial OfficerCRD 6394899

Contacts

3 of 20
  • Enrique Alvarez

    Enrique Alvarez

    FinOpCRD 4622342

  • Charles Gum

    Investment Banking RepresentativeCRD 8228615

  • Richard Frymire

    Richard Frymire

    Vice PresidentCRD 6534749

Unlock 17 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
2400 5th Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth