FOUNDATIONAL CAPITAL MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
ONTARIO, California
CRD number
327089

Firm profile

FINTRX

Overview

Foundational Capital Management, LLC is a small, closely held limited liability company that operates in the pooled-products and derivatives advisory space. The firm is identified as engaging in CPO (commodity pool operator) or CTA (commodity trading advisor) activities, which places its focus on managing pooled alternative strategies rather than running a conventional retail wealth practice. The ownership base is concentrated — eight owners are reported — and the firm’s structure and reported activities point to a boutique operator serving pooled-investment vehicles and related institutional or qualified-investor channels.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Kevin Ng

    ManagerCRD 7815253

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

ONTARIO, CA

SAN BERNARDINO

Location

ONTARIO, CA

Headquartered in ONTARIO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
SAN BERNARDINO
Address
980 W 6th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth