Forum Finance

RIASEC Registered

Total AUM

$2.2B

Discretionary

$1.6B

72% of AUM

Avg account

$3.3M

Accounts

678

Employees

Advisory reps

Firm details

Headquarters: Geneva,
CRD number: 284407
Registered since: July 1, 2016
Website: forum.finance
Custodians: BANQUE LOMBARD ODIER & CIE SA, UBS FINANCIAL SERVICES INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
Client types: HNWI63.41%
Insurance Companies18.25%
Pooled Investment Vehicles9.28%
Individuals9.06%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of Periodicals

Firm profile

FINTRX

Overview

Forum Finance is an independent registered investment adviser that identifies itself as a capital allocator to both individual/family and institutional clients. The firm registered with the SEC in 2016 and is owned by an individual. Its advisory services include discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and the publication of periodicals or newsletters. Forum Finance offers multiple fee arrangements — percentage of AUM, fixed fees, commissions, performance fees and other structures — and describes both discretionary and non-discretionary relationships with clients. The firm does not position itself as an active ESG investor and is not operating as a multi-state adviser.