Forma Financial Planning

RIASEC Registered
Total AUM
$46.9M
Discretionary
$46.9M
100% of AUM
Avg account
$443K
Accounts
106
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
330194
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI81.3%
  • Individuals18.7%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Forma Financial Planning is an independent, privately owned registered investment adviser organized as an LLC. The firm provides fee-based financial planning and portfolio management for individuals and small businesses, charging clients a percentage of assets under management. Forma does not position itself as a capital allocator or pension consultant, does not identify as an ESG-focused manager, and is not described as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 10%, State & Local Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities10%
  • State & Local Bonds1%
  • Private Funds1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • David Bartoski

    David Bartoski

    Founder, Managing PrincipalCRD 4910499

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth